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Jefferies LLC Settles with FINRA, Agrees to $37,200 Fine Over Regulation M Violations
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1 year ago 0 818
Jefferies LLC Settles with FINRA, Agrees to $37,200 Fine Over Regulation M Violations
Jefferies LLC settles with FINRA, agreeing to a $37,200 fine for supervisory failures related to Regulation M compliance.
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